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Basic Patent Searching Concepts

For an excellent overview of patents, see the USPTO's General Information Concerning Patents

Types of Patent Searches

 

Traditional types of patent searches include the following (Konold, et al., pp. 17-23):

  • State of the Art Searches

    A State of the Art Patent Search is a patent search that seeks to collect most -- or at least, several -- patents that disclose information concerning a "new product or apparatus in which an improvement is desired" (Konold, et al., p. 18). The purpose is to detail a patent history of a particular art or subject matter with the idea of determining if it is possible to create or derive a sufficiently new product that goes beyond the current state of the art.

    Essentially, an effort is made to employ a set of patents as "stepping stones toward the development of new products or improvements" (Konold, et al., p. 18).

     

 

  • Patentability Search

    Whether or not an invention is "patentable" is a subject belonging to patent law. Accordingly, it is beyond the scope of this tutorial. However, it is important for searching purposes to note that an invention "must have novelty, or be new and original" (Kinney, p. 5). Specifically, "'novelty' means that before the 'invention' by the applicant the exact invention disclosed and claimed in a patent application must not have been: (i) known or used by others in the U.S.; or (ii) patented or described in a printed publication anywhere in the world; or (iii) invented by another in the U.S. who has not abandoned, suppressed or concealed the invention; or (iv) described in a patent application filed by another where that patent application later issues as a U.S. patent" (Kinney, p. 5).

    A significant purpose of a patentability search is to determine if an invention is suitably "novel." If the invention can be patented, the search also helps to determine "what the scope of that protection will be" (Konold, et al., p. 19). Essentially, a thorough patentability search should "define the prior art and the background of (an) invention," which can reveal the "patentable features" (or claims) of the invention (Konold, et al., p. 20). By retrieving relevant prior patents, the patentability search can also help to insure that the claims of the new invention are not too broad -- which would invalidate them -- nor "so limited as to fail to provide the scope of protection deserved" (Konold, et al., p. 20).

 

  • Infringement Search

    Patent infringement is "the unauthorized practicing of a patented invention" (Foltz and Penn, p. 19). As with a patentability search, an infringement search is concerned with novelty and prior art, but for different reasons. An infringement search is carried out specifically with the idea of determining whether or you can make, use, or sell an invention "without infringing the unexpired patents of others" (Kobold, et al., p. 21). The infringement search is intended "to insure that the subject matter you are acquiring is not covered by other patents" (Konold, et al., p. 21).

    An infringement search is also sometimes carried out as part of an effort to prevent others from making, using, or selling the invention claimed in your patent (Foltz and Penn, p. 19).

 

  • Validity Search

    A validity search is sometimes undertaken to determine if a patent is actually valid and in force. This type of search is essentially an example of the use of patents as a competitive or strategic weapon.

    The idea is to locate "prior art patents or other facts (italics added) which will anticipate the claimed subject matter of the problem patent or will render it obvious to one of ordinary skill in the art, either of which would invalidate the patent" (Konold, et al., p. 22). In this type of search, other materials can be particularly helpful, such as "old sales catalogs, trade journals, (and) prior literature" (Konold, et al., p. 22).

 

  • Other Searches

    Particularly important in establishing the "novelty" of an invention, an international patent search is easier today because of some very good web-based tools.

    Useful for locating the owner of a patent, an inventor or assignee search is a very common type of patent search.

    For example, here are the names of a just a few professors at MSOE who have been awarded patents:

    Dr. Richard Mett, for several patents, including Number 6,304,424, "Method and apparatus for minimizing plasma destabilization within a semiconductor wafer processing system." Dr. Glenn Gratke, for three patents, including Number 4,920,342, "Membrane switchcores with high resisitivity ink circuits."

    Dr. Kishore Acharya, for several patents, including Number 6,470,208, "Method and apparatus for controlling x-ray exposure during gated cardiac scanning."


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